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Legal · Last updated [DATE]

Regulatory Disclosures

Regulatory status, registrations, and disclosures for Run Capital Partners and the entities within the group. Clients should verify the regulatory status of the specific entity they engage with.

Contents
  1. Group Structure
  2. UK Entities
  3. Luxembourg Entity
  4. Italy Entities
  5. Risk Warnings
  6. Conflicts of Interest
  7. Complaints
  8. Contact

1. Group Structure

Run Capital Partners, registered in England and Wales (company number [COMPANY NUMBER]), is the group holding entity. It operates through regulated subsidiaries across the UK, Luxembourg, and Italy. Each entity is a separate legal person and responsible for the services it delivers within the scope of its authorization.

2. UK Entities

Run Capital Partners

A holding company registered in England and Wales. It does not itself carry on regulated activities in the UK; regulated services delivered in the UK are provided by [REGULATED UK ENTITY NAME], authorized and regulated by the Financial Conduct Authority (FCA) under firm reference number [FRN].

3DOTS UK

Delivers Nasdaq-listing advisory services. Regulatory status: [AUTHORIZATION STATUS, E.G. APPOINTED REPRESENTATIVE, EXEMPT, OR SPECIFIC FCA AUTHORIZATION]. Firm reference number: [FRN IF APPLICABLE].

3. Luxembourg Entity

Run Asset Management

Our Luxembourg-domiciled asset management entity, regulated by the Commission de Surveillance du Secteur Financier (CSSF). Authorization reference: [CSSF REFERENCE]. Registered office: [LUXEMBOURG ADDRESS].

Activities are conducted in accordance with Luxembourg law, including the 2010 Law on Undertakings for Collective Investment, the 2013 AIFM Law, and applicable EU directives including AIFMD and UCITS where relevant.

4. Italy Entities

RCP SRL

Registered in Italy, providing insurance brokerage, credit mediation, and portfolio analysis services. Regulatory registrations: [IVASS / OAM / CONSOB AS APPLICABLE].

Polaris Italia

Credit mediation and training activities. Registered at [REGISTRATION DETAILS].

5. Risk Warnings

Investment involves risk, including the risk of loss of capital. Alternative investment funds, securitization vehicles, structured products, and algorithmically managed portfolios carry specific risks that investors should understand before investing. These include, without limitation:

  • Market risk: values can fall as well as rise due to market movements.
  • Liquidity risk: some vehicles have limited or no secondary market.
  • Counterparty risk: including in structured products issued by investment banks.
  • Leverage risk: where leverage is used, losses can exceed the initial investment.
  • Regulatory and tax risk: changes in law or tax treatment may affect outcomes.
  • Currency risk: where the investment is in a currency other than your base currency.

Past performance is not indicative of future results. Before investing, read the full offering documents for the relevant vehicle and take independent advice where appropriate.

6. Conflicts of Interest

Run Capital Partners operates independently of banking, insurance, and financial groups. We nonetheless identify, manage, and disclose conflicts of interest in line with applicable regulation. Our conflicts of interest policy is available on request from info@runcapital.partners.

7. Complaints

If you have a complaint about any service provided by a group entity, please contact info@runcapital.partners or the entity directly. Where a complaint cannot be resolved to your satisfaction, you may have the right to refer it to the relevant supervisory authority, including:

  • UK: Financial Ombudsman Service (for eligible complainants).
  • Luxembourg: CSSF out-of-court complaint resolution procedure.
  • Italy: ACF, IVASS, or OAM depending on the service.

8. Contact

For regulatory or compliance questions, contact info@runcapital.partners or the specific entity you engage with.

Legal review required

This is a template. All authorization references, firm reference numbers, addresses, and entity-specific regulatory statuses must be verified and completed before publication. Disclosures must be reviewed by qualified counsel in each jurisdiction (UK, Luxembourg, Italy) and kept current as registrations change.

Run Capital Partners Run Capital Partners

Run Capital Partners operates through group entities in the UK, Luxembourg, and Italy, each regulated in its home jurisdiction.

Content on this website does not constitute investment advice.

info@runcapital.partners

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